Headline: SEC Charges SolarWinds and Chief Information Security Officer with Fraud, Internal Control Failures Headline: SEC Charges Four Long Island Men with Perpetrating $2 Million “Free-Riding” Scheme Headline: SEC Charges Crypto Company SafeMoon and its Executive Team for Fraud and Unregistered Offering of Crypto Securities

Headline: SEC Adopts Rules for the Registration and Regulation of Security-Based Swap Execution Facilities Headline: SEC Charges President/CCO of Prophecy Asset Management Advisory Firm with Multi-Year Fraud Headline: SEC Charges Royal Bank of Canada with Internal Accounting Controls Violations Headline: SEC Charges Former Co-CEOs of Tech Start-Up Bitwise Industries for Falsifying Documents While Raising $70 Million From Investors Headline: SEC Announces Enforcement Results for Fiscal Year 2023 Headline: Charter Communications to Pay $25 Million Penalty for Stock Buyback Controls Violations Headline: SEC Adopts Rules to Improve Clearing Agency Governance and Mitigate Conflicts of Interest